Broker Check

Empowering financial advisors to build the financial practice of their dreams

Upstream Investment Partners is a full-service financial consulting firm dedicated to helping our advisors work with their clients to invest wealth and help manage their hard-earned assets. Our firm is independent. Our loyalty belongs exclusively to our clients. We are a privately owned, nationwide company created to provide an independent environment with an open architecture of platforms and products.

Our independence enables us to establish working relationships with a vast number of industry-leading mutual funds, separate account managers, third party asset managers, annuity providers, alternative investments and insurance providers whose products we leverage to create customized client solutions. Our advisors recommend products and services that can be tailored to suit our clients' unique needs.

Upstream Investment Partners selected Sigma Financial Corporation, a member of FINRA and SIPC, as its broker dealer. They are a nine time winner of Broker / Dealer of the Year from Investment Advisor Magazine Fax Poll and a two time winner in Registered Reps ranking of America's Top Independent Broker Dealers. Sigma Financial provides many services for Upstream Investment Partners including back office support, due diligence, and compliance oversight.

Over 180 Advisors in 11 States and Growing

We would like to welcome our newest members to the Upstream family!

John Moore
San Antonio, TX

Darren Bonson
Murrysville, PA

Craig & Dorothy Johnson
Grand Rapids, MI

Linda Schermerhorn
Sumter, SC

Julie Owen
San Antonio, TX

Helpful Content

Curated articles, videos, and more for a more financially savvy you.

How to Make the Tax Code Work for You

When you take the time to learn more about how it works, you may be able to put the tax code to work for you.
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Understanding the Alternate Valuation Date

Executors can value the estate on the date of death, or on its six-month anniversary —the “Alternate Valuation Date."
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The Half Million Dollar Baby

The true cost of raising a child may be far more than you expect.
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