Independent…but not alone
At UPSTREAM Investment Partners, we aim to support Financial Advisors in our network to the extent that they need us to help them realize their practice’s goals.Jon Holmes - Founding Partner
Independent Branch Locations
No matter your set up, we have an independent model that is right for you. We even operate a number of Branch Locations across the country for Advisors looking for a branch environment for their clients.Craig Freund - Founding Partner
Midsize firm with Midwest values
UPSTREAM Investment Partners is a network of 200 Independent Financial Advisors . Our focus is to provide you with the best support we can give our advisors. With the help of our partnered Independent Broker-Dealer , LPL Financial we do just that.Steve Belloli - Founding Partner
Upstream Investment Partners is a full-service financial consulting firm dedicated to helping our advisors work with their clients to invest wealth and help manage their hard-earned assets. Our firm is independent. Our loyalty belongs exclusively to our clients. We are a privately owned, nationwide company created to provide an independent environment with an open architecture of platforms and products.
Our independence enables us to establish working relationships with a vast number of industry-leading mutual funds, separate account managers, third party asset managers, annuity providers, alternative investments and insurance providers whose products we leverage to create customized client solutions. Our advisors recommend products and services that can be tailored to suit our clients' unique needs.
Upstream Investment Partners selected LPL Financial, a member of FINRA and SIPC, as its broker dealer. They are a nine time winner of Broker / Dealer of the Year from Investment Advisor Magazine Fax Poll and a two time winner in Registered Reps ranking of America's Top Independent Broker Dealers. LPL Financial provides many services for Upstream Investment Partners including back office support, due diligence, and compliance oversight.